Form 4 for PBH Prestige Consumer Healthcare Inc.
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-08 · accession 0001104659-23-089291 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-09 | 2023-08-08 | PBH | Lombardi Ronald M. | CEO, Dir | M - OptEx | $33.50 | +32.8K | 303.4K | +12% | +$1.10M |
| DM | 2023-08-09 | 2023-08-08 | PBH | Lombardi Ronald M. | CEO, Dir | S - Sale+OE | $65.57 | -32.8K | 281.1K | -10% | -$2.15M |
| D | 2023-08-09 | 2023-08-08 | PBH | Lombardi Ronald M. | CEO, Dir | M - OptEx | $0.00 | -32.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-08-08 | M | A | 32,800 | $33.50 | 303,357 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-08-08 | S | D | 1,891 | $67.95 | 270,557 | D | — | — | (F1) Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. (F5) The range of prices for such transaction is $67.03 to $67.95. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-08-08 | S | D | 5,052 | $66.99 | 272,448 | D | — | — | (F1) Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. (F4) The range of prices for such transaction is $66.22 to $66.99. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-08-08 | S | D | 3,608 | $65.99 | 277,500 | D | — | — | (F1) Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. (F3) The range of prices for such transaction is $65.04 to $65.99. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-08-08 | S | D | 22,249 | $64.97 | 281,108 | D | — | — | (F1) Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. (F2) The range of prices for such transaction is $64.21 to $64.97. |
| 6 | Derivative | Employee Stock Options (right to buy) | 2023-08-08 | M | D | 32,800 | $0.00 | 0 | D | $33.50 · — to 2024-05-12 | 32,800 Common Stock | (F6) The options vested 10,934 on May 12, 2015 and 10,933 each on May 12, 2016 and 2017. |