Form 4 for STWD STARWOOD PROPERTY TRUST, INC.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-05-31 · accession 0001104659-23-091551 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-08-14 | 2023-05-31 | STWD | Dishner Jeffrey G. | Dir | G - Gift | $0.00 | +609.1K | 609.1K | New | $0 |
| 2023-08-14 | 2023-05-31 | STWD | Dishner Jeffrey G. | Dir | G - Gift | $0.00 | -609.1K | 38.6K | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-31 | G | A | 609,132 | $0.00 | 609,132 | I | — | — | (F1) On May 31, 2023, Mr. Dishner transferred 609,132 shares of the issuer's common stock to the Jeffrey Dishner Revocable Trust (the "Revocable Trust"), of which Mr. Dishner and his spouse are co-trustees. Mr. Dishner, members of his immediate family and charitable organizations are the beneficiaries of the Revocable Trust. This transaction is being reported late due to an inadvertent administrative error. (F2) Reflects the number of shares of the issuer's common stock currently beneficially owned by each of Mr. Dishner and the Revocable Trust, taking into account the transaction effected on June 5, 2023 (subsequent to this gift), and reported in the Form 4 filed by Mr. Dishner on June 6, 2023. (F3) Mr. Dishner disclaims beneficial ownership of these shares of the issuer's common stock except to the extent of his pecuniary interest therein, and the inclusion of these shares of the issuer's common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the issuer's common stock for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-05-31 | G | D | 609,132 | $0.00 | 38,590 | D By Jeffrey Dishner Revocable Trust | — | — | (F1) On May 31, 2023, Mr. Dishner transferred 609,132 shares of the issuer's common stock to the Jeffrey Dishner Revocable Trust (the "Revocable Trust"), of which Mr. Dishner and his spouse are co-trustees. Mr. Dishner, members of his immediate family and charitable organizations are the beneficiaries of the Revocable Trust. This transaction is being reported late due to an inadvertent administrative error. (F2) Reflects the number of shares of the issuer's common stock currently beneficially owned by each of Mr. Dishner and the Revocable Trust, taking into account the transaction effected on June 5, 2023 (subsequent to this gift), and reported in the Form 4 filed by Mr. Dishner on June 6, 2023. (F3) Mr. Dishner disclaims beneficial ownership of these shares of the issuer's common stock except to the extent of his pecuniary interest therein, and the inclusion of these shares of the issuer's common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the issuer's common stock for purposes of Section 16 or for any other purpose. |