Form 4 for ETN Eaton Corporation
Accepted 2023-08-15 00:00:00 ET · period of report 2023-08-14 · accession 0001104659-23-091981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-15 | 2023-08-14 | ETN | ARNOLD CRAIG | See Remarks below, Dir | S - Sale+OE | $219.45 | -100.0K | 516.9K | -16% | -$21.95M |
| D | 2023-08-15 | 2023-08-14 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $80.49 | +100.0K | 616.9K | +19% | +$8.05M |
| D | 2023-08-15 | 2023-08-14 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-08-14 | S | D | 100,000 | $219.45 | 516,875 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.365 - $220.062. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2023-08-14 | M | A | 100,000 | $80.49 | 616,875 | D | — | — | |
| 3 | Derivative | Stock Option | 2023-08-14 | M | D | 100,000 | $0.00 | 0 | D | $80.49 · 2020-02-26 to 2029-02-26 | 100,000 Ordinary Shares | (F2) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |