Form 4 for TMC TMC the metals Co Inc.
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0001104659-23-093467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-18 | 2023-08-16 | TMC | Barron Gerard | CEO, Dir | A - Grant | $2.00 | +100.0K | 17.42M | +0.6% | +$200.0K |
| D | 2023-08-18 | 2023-08-16 | TMC | Barron Gerard | CEO, Dir | A - Grant | — | +50.0K | 50.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-16 | A | A | 100,000 | $2.00 | 17,419,616 | D | — | — | (F1) Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. |
| 2 | Derivative | Class A Warrants (right to buy) | 2023-08-16 | A | A | 50,000 | — | 50,000 | D | $3.00 · 2023-08-16 to 2027-12-31 | 50,000 Common Shares | (F1) Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. |