Form 4 for TMC TMC the metals Co Inc.

Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0001104659-23-093482 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-08-18	2023-08-16	TMC	McAllister Kathleen S	Dir	A - Grant	$2.00	+5,000	137.5K	+4%	+$10.0K
D	2023-08-18	2023-08-16	TMC	McAllister Kathleen S	Dir	A - Grant	—	+2,500	2,500	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2023-08-16	A	A	5,000	$2.00	137,543	D	—	—	(F1) Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.
2	Derivative	Class A Warrants (right to buy)	2023-08-16	A	A	2,500	—	2,500	D	$3.00 · 2023-08-16 to 2027-12-31	2,500 Common Shares	(F1) Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.