Form 4 for ASYS AMTECH SYSTEMS INC

Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-17 · accession 0001104659-23-093900 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2023-08-21	2023-08-18	ASYS	Averick Robert M	Dir, 10%	P - Purchase	$8.96	+9,000	11.0K	+450%	+$80.6K
	2023-08-21	2023-08-17	ASYS	Averick Robert M	Dir, 10%	P - Purchase	$8.70	+6,500	379.5K	+2%	+$56.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-08-18	P	A	9,000	$8.96	11,000	I	—	—	(F4) The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on August 17, 2023 ranged from $8.67 to $8.72 per share. The prices of shares purchased on August 18, 2023 ranged from $8.87 to $9.00 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote. (F5) Indicates Common Shares held by Mr. Averick's spouse.
2	Common	Common Stock	2023-08-17	P	A	6,500	$8.70	379,500	D See footnote 5 below	—	—	(F4) The reported prices in Column 4 are weighted average prices rounded to the nearest hundredth. The prices of shares purchased on August 17, 2023 ranged from $8.67 to $8.72 per share. The prices of shares purchased on August 18, 2023 ranged from $8.87 to $9.00 per share. Mr. Averick undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased within the price range described in this footnote.