Form 4 for INOD INNODATA INC
Accepted 2023-08-22 00:00:00 ET · period of report 2023-08-18 · accession 0001104659-23-094242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-22 | 2023-08-18 | INOD | Espineli Marissa B | Interim CFO | M - OptEx | $2.38 | +25.0K | 20.0K | New | +$59.6K |
| D | 2023-08-22 | 2023-08-18 | INOD | Espineli Marissa B | Interim CFO | S - Sale+OE | $13.55 | -25.0K | 0 | -100% | -$338.8K |
| DM | 2023-08-22 | 2023-08-18 | INOD | Espineli Marissa B | Interim CFO | M - OptEx | $0.00 | -25.0K | 5,000 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-18 | M | A | 5,000 | $6.96 | 25,000 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-18 | S | D | 25,000 | $13.55 | 0 | D | — | — | (F1) This transaction was executed in multiple trading prices ranging from $13.50 to $13.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-08-18 | M | A | 20,000 | $1.24 | 20,000 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-08-18 | M | D | 20,000 | $0.00 | 30,000 | D | $1.24 · — to 2029-07-31 | 20,000 Common Stock | (F2) These stock options became fully vested on August 1, 2022. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-08-18 | M | D | 5,000 | $0.00 | 5,000 | D | $6.96 · — to 2031-08-02 | 5,000 Common Stock | (F3) One third of these stock options vested on August 3, 2022, one third vested on August 3, 2023, and the remaining one third will vest on August 3, 2024. |