Form 4 for AMZN Amazon
Accepted 2023-08-23 17:14:15 ET · period of report 2023-08-21 · accession 0001104659-23-094567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-23 17:14 | 2023-08-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | +23.7K | 539.8K | +5% | $0 |
| DM | 2023-08-23 17:14 | 2023-08-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | S - Sale+OE | $133.87 | -9,480 | 530.3K | -2% | -$1.27M |
| DM | 2023-08-23 17:14 | 2023-08-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | -23.7K | 45.0K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-08-21 | M | A | 11,300 | $0.00 | 527,396 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-08-21 | M | A | 4,900 | $0.00 | 532,296 | D | — | — | |
| 3 | Common | Common Stock, par value $.01 per share | 2023-08-21 | M | A | 7,500 | $0.00 | 539,796 | D | — | — | |
| 4 | Common | Common Stock, par value $.01 per share | 2023-08-21 | S | D | 5,080 | $133.40 | 534,716 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $133.77 and the lowest price at which shares were sold was $132.79. |
| 5 | Common | Common Stock, par value $.01 per share | 2023-08-21 | S | D | 3,500 | $134.28 | 531,216 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $134.77 and the lowest price at which shares were sold was $133.82. |
| 6 | Common | Common Stock, par value $.01 per share | 2023-08-21 | S | D | 900 | $134.94 | 530,316 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F4) Represents the weighted average sale price. The highest price at which shares were sold was $135.15 and the lowest price at which shares were sold was $134.82. |
| 7 | Derivative | Restricted Stock Unit Award | 2023-08-21 | M | D | 11,300 | $0.00 | 22,600 | D | $0.00 · 2022-05-21 to 2024-02-21 | 11,300 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F6) This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| 8 | Derivative | Restricted Stock Unit Award | 2023-08-21 | M | D | 4,900 | $0.00 | 99,480 | D | $0.00 · 2022-05-21 to 2026-02-21 | 4,900 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026. |
| 9 | Derivative | Restricted Stock Unit Award | 2023-08-21 | M | D | 7,500 | $0.00 | 45,000 | D | $0.00 · 2023-05-21 to 2027-02-21 | 7,500 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F8) This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027. |