Form 4 for CGC Canopy Growth Corp
Accepted 2023-08-24 00:00:00 ET · period of report 2023-08-22 · accession 0001104659-23-094989 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-24 | 2023-08-22 | CGC | Klein David Eric | CEO, Dir | A - Grant | $0.00 | +2.42M | 2.60M | +1,322% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-22 | A | A | 6,975 | $0.00 | 189,610 | D | — | — | (F1) Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's corporate governance, compensation & nominating committee ("CGCN Committee") regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024. (F4) Includes 1,654 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan (the "ESPP") on August 15, 2022 and 704 common shares acquired under the ESPP on February 16, 2023. |
| 2 | Common | Common Shares | 2023-08-22 | A | A | 49,894 | $0.00 | 239,504 | D | — | — | (F2) Represents conversion of PSUs to RSUs upon determination by the Issuer's CGCN Committee regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025. |
| 3 | Common | Common Shares | 2023-08-22 | A | A | 2,358,217 | $0.00 | 2,597,721 | D | — | — | (F3) The shares reported herein were granted on August 22, 2023, in the form of RSUs. These RSUs vest in three equal installments on the first, second and third anniversaries of the grant date. |