Form 4 for APRE Aprea Therapeutics, Inc.
Accepted 2023-08-24 00:00:00 ET · period of report 2022-08-23 · accession 0001104659-23-095021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-24 | 2022-08-23 | APRE | Pamukcu Rifat | Dir | C - Cnv Deriv | $0.00 | +49.3K | 57.1K | +627% | $0 |
| DI | 2023-08-24 | 2022-08-23 | APRE | Pamukcu Rifat | Dir | C - Cnv Deriv | $0.00 | +271.9K | 14.1K | New | $0 |
| D | 2023-08-24 | 2023-08-23 | APRE | Pamukcu Rifat | Dir | A - Grant | $0.00 | +500 | 3,356 | +18% | $0 |
| D | 2023-08-24 | 2022-08-23 | APRE | Pamukcu Rifat | Dir | C - Cnv Deriv | $0.00 | -4,928 | 0 | -100% | $0 |
| D | 2023-08-24 | 2023-08-23 | APRE | Pamukcu Rifat | Dir | A - Grant | $0.00 | +2,000 | 2,000 | New | $0 |
| DI | 2023-08-24 | 2022-08-23 | APRE | Pamukcu Rifat | Dir | C - Cnv Deriv | $0.00 | -27.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-23 | C | A | 49,280 | $0.00 | 57,142 | D By ZNZ Holdings LLC | — | — | (F1) Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. (F4) The Reporting Person serves as Manager Partner of ZNZ Holdings L.L.C. |
| 2 | Common | Common Stock | 2022-08-23 | C | A | 271,870 | $0.00 | 14,108 | I | — | — | (F1) Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. (F3) Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023 |
| 3 | Common | Common Stock | 2023-08-23 | A | A | 500 | $0.00 | 3,356 | D | — | — | (F2) These shares represent restricted stock units which were granted on August 23, 2023, and which will vest and be settled in common stock on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. (F3) Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023 |
| 4 | Derivative | Series A Non-Voting Convertible Preferred Stock | 2022-08-23 | C | D | 4,928 | $0.00 | 0 | D By ZNZ Holdings LLC | $0.00 · — to — | 49,280 Common Stock | (F4) The Reporting Person serves as Manager Partner of ZNZ Holdings L.L.C. (F1) Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. |
| 5 | Derivative | Stock Options (Right to Buy) | 2023-08-23 | A | A | 2,000 | $0.00 | 2,000 | D | $3.65 · — to 2033-08-23 | 2,000 Common Stock | (F5) The option vests in full on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. |
| 6 | Derivative | Series A Non-Voting Convertible Preferred Stock | 2022-08-23 | C | D | 27,187 | $0.00 | 0 | I | $0.00 · — to — | 271,870 Common Stock | (F1) Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. |