Form 4 for AMPH Amphastar Pharmaceuticals, Inc.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-28 · accession 0001104659-23-096618 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-28 | AMPH | Liawatidewi Yakob | EVP Corp Admin Center, Dir | M - OptEx | $14.86 | +28.8K | 78.5K | +58% | +$428.1K |
| D | 2023-08-29 | 2023-08-28 | AMPH | Liawatidewi Yakob | EVP Corp Admin Center, Dir | S - Sale+OE | $53.13 | -28.8K | 69.7K | -29% | -$1.53M |
| DM | 2023-08-29 | 2023-08-28 | AMPH | Liawatidewi Yakob | EVP Corp Admin Center, Dir | M - OptEx | $0.00 | -28.8K | 16.2K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-28 | M | A | 3,319 | $16.96 | 72,988 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-28 | S | D | 28,816 | $53.13 | 69,669 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.87 to $53.74, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-08-28 | M | A | 20,000 | $13.03 | 98,485 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-28 | M | A | 5,497 | $20.23 | 78,485 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-08-28 | M | D | 3,319 | $0.00 | 0 | D | $16.96 · — to 2028-06-14 | 3,319 Common Stock | (F4) Shares subject to the option are fully vested and immediately exercisable. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-08-28 | M | D | 5,497 | $0.00 | 0 | D | $20.23 · — to 2029-03-15 | 5,497 Common Stock | (F4) Shares subject to the option are fully vested and immediately exercisable. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-08-28 | M | D | 20,000 | $0.00 | 16,176 | D | $13.03 · — to 2030-03-16 | 20,000 Common Stock | (F5) Shares subject to the option vest in four equal annual installments beginning on March 16, 2021. |