Form 4 for SPRY ARS Pharmaceuticals, Inc.
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-29 · accession 0001104659-23-097327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-08-31 | 2023-08-29 | SPRY | RA CAPITAL MANAGEMENT, L.P. | Dir | P - Purchase | $6.20 | +3.75M | 5.86M | +178% | +$23.25M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-29 | P | A | 3,750,000 | $6.20 | 5,856,774 | I See Footnotes | — | — | (F1) On August 29, 2023, the Fund (as defined in footnote (2)) entered into a contract to purchase the shares from a third-party seller in a privately negotiated transaction. (F2) These shares are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). (F4) RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. |