Form 4 for LQDA Liquidia Corp
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001104659-23-098424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | LQDA | Kaseta Michael | CFO | M - OptEx | — | +2,344 | 180.7K | +1% | — |
| D | 2023-09-05 | 2023-08-31 | LQDA | Kaseta Michael | CFO | M - OptEx | $0.00 | -2,344 | 56.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-31 | M | A | 2,344 | — | 180,657 | D | — | — | (F2) On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 14,063 have vested through August 31, 2023. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) Includes (i) 124,667 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,716 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. |
| 2 | Derivative | Restricted Stock Unit | 2023-08-31 | M | D | 2,344 | $0.00 | 55,990 | D | — · — to — | 2,344 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |