Form 4 for PLUG PLUG POWER INC
Accepted 2023-09-21 00:00:00 ET · period of report 2023-09-15 · accession 0001104659-23-102824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-21 | 2023-09-15 | PLUG | Schmid Keith | GM New Mkts, Pres New Prd Dv | F - Tax | $8.52 | -13.1K | 504.8K | -3% | -$111.9K |
| D | 2023-09-21 | 2023-09-15 | PLUG | Schmid Keith | GM New Mkts, Pres New Prd Dv | M - OptEx | $0.57 | +100.0K | 518.0K | +24% | +$57.0K |
| D | 2023-09-21 | 2023-09-15 | PLUG | Schmid Keith | GM New Mkts, Pres New Prd Dv | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | F | D | 13,139 | $8.52 | 504,832 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-15 | M | A | 100,000 | $0.57 | 517,971 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-09-15 | M | D | 100,000 | $0.00 | 0 | D | $0.57 · — to 2023-10-23 | 100,000 Common Stock | (F3) The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. |