Form 4 for VERX Vertex, Inc.

Accepted 2023-10-25 00:00:00 ET · period of report 2023-10-04 · accession 0001104659-23-111493 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-10-25	2023-10-04	VERX	2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN	10%, 13(D) GROUP MEMBER	C - Cnv Deriv	$0.00	+281.5K	281.5K	New	$0
D	2023-10-25	2023-10-04	VERX	2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN	10%, 13(D) GROUP MEMBER	C - Cnv Deriv	$0.00	-281.5K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-10-04	C	A	281,452.29	$0.00	281,452.29	D	—	—
2	Derivative	Class B Common Stock	2023-10-04	C	D	281,452.29	$0.00	0	D	— · — to —	281,452.29 Class A Common Stock	(F2) The Form 3 originally filed by the reporting person understated the number of shares of Class B Common Stock by approximately 18,000 shares. This Form 4 reflects the corrected number of shares. (F1) The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voting power of all of the Issuer's outstanding common stock.