Form 4 for AZO AutoZone
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-31 · accession 0001104659-23-113499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-01 | 2023-10-31 | AZO | Frazer Preston | SVP | M - OptEx | $1,567.32 | +6,754 | 3,359 | New | +$10.59M |
| DM | 2023-11-01 | 2023-10-31 | AZO | Frazer Preston | SVP | S - Sale+OE | $2,476.97 | -6,754 | 6,002 | -53% | -$16.73M |
| DM | 2023-11-01 | 2023-10-31 | AZO | Frazer Preston | SVP | M - OptEx | $0.00 | -6,754 | 3,930 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | M | A | 2,400 | $1,139.99 | 3,109.45 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-31 | S | D | 504 | $2,472.68 | 6,659.45 | D | — | — | (F2) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,472.43 - $2,473.38 per Share, inclusive. |
| 3 | Common | Common Stock | 2023-10-31 | S | D | 300 | $2,470.84 | 7,163.45 | D | — | — | (F1) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,470.69 - $2,471.00 per Share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1) through (13) to this Form 4. |
| 4 | Common | Common Stock | 2023-10-31 | M | A | 1,310 | $2,205.03 | 7,463.45 | D | — | — | |
| 5 | Common | Common Stock | 2023-10-31 | M | A | 2,794 | $1,651.22 | 6,153.45 | D | — | — | |
| 6 | Common | Common Stock | 2023-10-31 | M | A | 250 | $1,390.47 | 3,359.45 | D | — | — | |
| 7 | Common | Common Stock | 2023-10-31 | S | D | 641 | $2,474.94 | 5,361.45 | D | — | — | (F4) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,474.41 - $2,475.38 per Share, inclusive. |
| 8 | Common | Common Stock | 2023-10-31 | S | D | 728 | $2,475.63 | 4,633.45 | D | — | — | (F5) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,475.41 - $2,476.31 per Share, inclusive. |
| 9 | Common | Common Stock | 2023-10-31 | S | D | 1,753 | $2,477.01 | 2,880.45 | D | — | — | (F6) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,476.52 - $2,477.42 per Share, inclusive. |
| 10 | Common | Common Stock | 2023-10-31 | S | D | 725 | $2,478.12 | 2,155.45 | D | — | — | (F7) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,477.51 - $2,478.49 per Share, inclusive. |
| 11 | Common | Common Stock | 2023-10-31 | S | D | 560 | $2,479.00 | 1,595.45 | D | — | — | (F8) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,478.49 - $2,479.49 per Share, inclusive. |
| 12 | Common | Common Stock | 2023-10-31 | S | D | 45 | $2,479.63 | 1,550.45 | D | — | — | (F9) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,479.51 - $2,479.70 per Share, inclusive. |
| 13 | Common | Common Stock | 2023-10-31 | S | D | 100 | $2,481.57 | 1,450.45 | D | — | — | |
| 14 | Common | Common Stock | 2023-10-31 | S | D | 337 | $2,483.31 | 1,113.45 | D | — | — | (F10) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,483.00 - $2,483.90 per Share, inclusive. |
| 15 | Common | Common Stock | 2023-10-31 | S | D | 220 | $2,484.70 | 893.45 | D | — | — | (F11) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,484.09 - $2,486.01 per Share, inclusive. |
| 16 | Common | Common Stock | 2023-10-31 | S | D | 145 | $2,487.66 | 748.45 | D | — | — | (F12) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,487.47 - $2,488.33 per Share, inclusive. |
| 17 | Common | Common Stock | 2023-10-31 | S | D | 39 | $2,488.72 | 709.45 | D | — | — | (F13) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,488.58 - $2,488.82 per Share, inclusive. |
| 18 | Common | Common Stock | 2023-10-31 | S | D | 657 | $2,473.68 | 6,002.45 | D | — | — | (F3) This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,473.57 - $2,474.27 per Share, inclusive. |
| 19 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-10-31 | M | D | 2,400 | $0.00 | 1,200 | D | $1,139.99 · — to 2030-10-08 | 2,400 Common Stock | (F14) Options exercisable in one-fourth increments on October 7, 2021, 2022, 2023, and 2024, respectively. |
| 20 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-10-31 | M | D | 250 | $0.00 | 250 | D | $1,390.47 · — to 2031-06-16 | 250 Common Stock | (F15) Options exercisable in one-fourth increments on June 16, 2022, 2023, 2024, and 2025, respectively. |
| 21 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-10-31 | M | D | 2,794 | $0.00 | 2,796 | D | $1,651.22 · — to 2031-10-05 | 2,794 Common Stock | (F16) Options exercisable in annual, one-fourth increments, beginning on 10/15/2022. |
| 22 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-10-31 | M | D | 1,310 | $0.00 | 3,930 | D | $2,205.03 · — to 2032-10-04 | 1,310 Common Stock | (F17) Options exercisable in annual, one-fourth increments, beginning on 10/15/2023. |