Form 4 for PLUG PLUG POWER INC
Accepted 2023-11-03 00:00:00 ET · period of report 2023-10-23 · accession 0001104659-23-114287 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-03 | 2023-10-23 | PLUG | Kenausis Gregory | Dir | M - OptEx | $1.41 | +144.0K | 251.3K | +134% | +$203.7K |
| DM | 2023-11-03 | 2023-10-23 | PLUG | Kenausis Gregory | Dir | M - OptEx | $0.00 | -144.0K | 15.0K | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-23 | M | A | 14,621 | $2.11 | 265,900 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-23 | M | A | 30,000 | $1.76 | 236,936 | D | — | — | |
| 3 | Common | Common Stock | 2023-10-23 | M | A | 20,000 | $2.62 | 206,936 | D | — | — | |
| 4 | Common | Common Stock | 2023-10-23 | M | A | 65,000 | $0.57 | 186,936 | D | — | — | |
| 5 | Common | Common Stock | 2023-10-23 | M | A | 14,343 | $2.13 | 251,279 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-10-23 | M | D | 65,000 | $0.00 | 0 | D | $0.57 · — to 2023-10-23 | 65,000 Common Stock | (F1) This option is fully vested and exercisable as of the date hereof. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-10-23 | M | D | 20,000 | $0.00 | 10,000 | D | $2.62 · — to 2025-05-21 | 20,000 Common Stock | (F1) This option is fully vested and exercisable as of the date hereof. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-10-23 | M | D | 30,000 | $0.00 | 0 | D | $1.76 · — to 2026-05-18 | 30,000 Common Stock | (F1) This option is fully vested and exercisable as of the date hereof. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-10-23 | M | D | 14,343 | $0.00 | 15,000 | D | $2.13 · — to 2027-06-28 | 14,343 Common Stock | (F1) This option is fully vested and exercisable as of the date hereof. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-10-23 | M | D | 14,621 | $0.00 | 15,000 | D | $2.11 · — to 2028-05-16 | 14,621 Common Stock | (F1) This option is fully vested and exercisable as of the date hereof. |