Form 4 for PROK PROKIDNEY CORP.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-19 · accession 0001104659-23-120081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-21 | 2023-11-19 | PROK | SC Master Holdings, LLC | Former 10% Owner | S - Sale | $1.31 | -7.26M | 0 | -100% | -$9.51M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A ordinary shares | 2023-11-19 | S | D | 5,183,367 | $1.31 | 0 | I See footnote | — | — | (F1) Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. |
| 2 | Common | Class A ordinary shares | 2023-11-19 | S | D | 2,073,000 | $1.31 | 0 | I See footnote | — | — | (F2) Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be. |