Form 4 for HWM Howmet Aerospace
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-21 · accession 0001104659-23-120843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-22 | 2023-11-21 | HWM | PLANT JOHN C | CEO, Executive COB, Dir | G - Gift | $0.00 | 0 | 1.20M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-21 | G | D | 242,952 | $0.00 | 0 | I By GRAT | — | — | (F1) On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively. |
| 2 | Common | Common Stock | 2023-11-21 | G | A | 102,501 | $0.00 | 386,544 | I By Remainder Trust | — | — | (F1) On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively. (F3) Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries. |
| 3 | Common | Common Stock | 2023-11-21 | G | A | 140,451 | $0.00 | 1,201,186 | I By Trust | — | — | (F1) On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively. (F2) Shares held in a trust, of which the reporting person is the trustee and grantor, and his spouse is the beneficiary. |