Form 4 for RWAY Runway Growth Finance Corp.
Accepted 2023-11-24 00:00:00 ET · period of report 2023-11-21 · accession 0001104659-23-121017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-24 | 2023-11-21+ | RWAY | Raterman Thomas B. | See Remarks | P - Purchase | $12.59 | +17.4K | 144.8K | +14% | +$218.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-11-21 | P | A | 7,689 | $12.53 | 135,120.92 | I By Runway Growth Holdings LLC | — | — | (F1) These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-11-22 | P | A | 9,662 | $12.64 | 144,782.92 | I By Runway Growth Holdings LLC | — | — | (F1) These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |