Form 4 for DKNG DraftKings Inc.
Accepted 2023-11-24 00:00:00 ET · period of report 2023-11-22 · accession 0001104659-23-121041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-24 | 2023-11-22+ | DKNG | Dodge R Stanton | CLO | F - Tax | $38.68 | -1,929 | 663.4K | -0.3% | -$74.6K |
| DM | 2023-11-24 | 2023-11-22+ | DKNG | Dodge R Stanton | CLO | M - OptEx | — | +4,407 | 664.3K | +0.7% | — |
| DM | 2023-11-24 | 2023-11-22+ | DKNG | Dodge R Stanton | CLO | M - OptEx | $0.00 | -4,407 | 9,804 | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-22 | F | D | 1,071 | $38.68 | 662,321 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-22 | M | A | 2,446 | — | 663,392 | D | — | — | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2023-11-23 | M | A | 1,961 | — | 664,282 | D | — | — | (F2) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 4 | Common | Class A Common Stock | 2023-11-23 | F | D | 858 | $38.68 | 663,424 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-11-22 | M | D | 2,446 | $0.00 | 12,230 | D | — · — to — | 2,446 Class A Common Stock | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years. |
| 6 | Derivative | Restricted Stock Units | 2023-11-23 | M | D | 1,961 | $0.00 | 9,804 | D | — · — to — | 1,961 Class A Common Stock | (F2) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule. |