Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-12 · accession 0001104659-23-126091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-14 | 2023-12-12 | NRGV | van Gaalen Johannes Cornelis Maria | CFO | S - Sale+OE | $1.95 | -18.0K | 582.0K | -3% | -$35.1K |
| D | 2023-12-14 | 2023-12-12 | NRGV | van Gaalen Johannes Cornelis Maria | CFO | M - OptEx | $0.00 | +62.5K | 600.0K | +12% | $0 |
| D | 2023-12-14 | 2023-12-12 | NRGV | van Gaalen Johannes Cornelis Maria | CFO | M - OptEx | $0.00 | -62.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-12 | S | D | 17,991 | $1.95 | 582,009 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-12 | M | A | 62,500 | $0.00 | 600,000 | D | — | — | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-12 | M | D | 62,500 | $0.00 | 0 | D | — · — to — | 62,500 Common Stock | (F1) The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II. (F3) The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. |