Form 4 for HWM Howmet Aerospace
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001104659-24-001047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2024-01-01 | HWM | PLANT JOHN C | CEO, Executive COB, Dir | M - OptEx | — | +500.0K | 2.28M | +28% | — |
| D | 2024-01-03 | 2024-01-01 | HWM | PLANT JOHN C | CEO, Executive COB, Dir | F - Tax | $54.12 | -217.6K | 2.06M | -10% | -$11.78M |
| D | 2024-01-03 | 2024-01-01 | HWM | PLANT JOHN C | CEO, Executive COB, Dir | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-01 | M | A | 500,000 | — | 2,280,871 | D | — | — | (F1) Each restricted stock unit converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-01-01 | F | D | 217,610 | $54.12 | 2,063,261 | D | — | — | (F2) Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2024-01-01 | M | D | 500,000 | $0.00 | 0 | D | — · — to — | 500,000 Common Stock | (F1) Each restricted stock unit converted into common stock on a one-for-one basis. (F5) Reflects vesting of the restricted stock units granted on October 14, 2021, upon satisfaction of the condition of Mr. Plant's continued employment through such date. |