Form 4 for ALTI AlTi Global, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001104659-24-001785 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-05 | 2024-01-03 | ALTI | CGC Sponsor LLC | 10% | M - OptEx | — | +13.1K | 13.1K | New | — |
| D | 2024-01-05 | 2024-01-03 | ALTI | CGC Sponsor LLC | 10% | M - OptEx | $0.00 | -13.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-03 | M | A | 13,111 | — | 13,111 | D | — | — | (F3) Restricted stock units converted into Class A Common Stock on a one-to-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 13,111 | $0.00 | 0 | D | — · — to — | 13,111 Class A Common Stock | (F3) Restricted stock units converted into Class A Common Stock on a one-to-one basis. (F4) On May 31, 2023, Peter Yu was granted 13,111 restricted stock units that vested in whole on January 3, 2024. |