Form 4 for ASTH Astrana Health, Inc.
Accepted 2024-01-24 00:00:00 ET · period of report 2024-01-23 · accession 0001104659-24-006279 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-01-24 | 2024-01-23 | ASTH | Kumar Dinesh M. | See remarks | A - Grant | $0.00 | +150.4K | 143.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-23 | A | A | 13,053 | $0.00 | 130,815 | D | — | — | (F4) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024. |
| 2 | Common | Common Stock | 2024-01-23 | A | A | 6,527 | $0.00 | 150,395 | D | — | — | (F6) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024. (F8) (cont.) (iv) 13,053 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals; (v) 13,053 shares, which will vest in four equal semi-annual installments beginning July 1, 2024, subject to the achievement of certain performance goals; and (vi) 6,527 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals. (F7) Includes 150,395 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 85,130 shares, which will vest in three equal annual installments beginning on January 23, 2025; (ii) 16,316 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals; (iii) 16,316 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals; |
| 3 | Common | Common Stock | 2024-01-23 | A | A | 16,316 | $0.00 | 117,762 | D | — | — | (F3) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024. |
| 4 | Common | Common Stock | 2024-01-23 | A | A | 16,316 | $0.00 | 101,446 | D | — | — | (F2) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024. |
| 5 | Common | Common Stock | 2024-01-23 | A | A | 85,130 | $0.00 | 85,130 | D | — | — | (F1) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares will vest in three equal annual installments beginning on January 23, 2025, subject to accelerated vesting in certain cases. |
| 6 | Common | Common Stock | 2024-01-23 | A | A | 13,053 | $0.00 | 143,868 | D | — | — | (F5) Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, the shares will vest in four equal semi-annual installments beginning on July 1, 2024. |