Form 4 for EVGO EVgo Inc.
Accepted 2024-02-02 00:00:00 ET · period of report 2024-01-31 · accession 0001104659-24-010281 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-02 | 2024-01-31+ | EVGO | Shevorenkova Olga | CFO | M - OptEx | — | +148.9K | 89.0K | New | — |
| DM | 2024-02-02 | 2024-02-01+ | EVGO | Shevorenkova Olga | CFO | S - Sale+OE | $2.15 | -83.4K | 101.4K | -45% | -$179.4K |
| DM | 2024-02-02 | 2024-01-31+ | EVGO | Shevorenkova Olga | CFO | M - OptEx | $0.00 | -148.9K | 118.1K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-01 | M | A | 59,027 | — | 184,761 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 2 | Common | Class A Common Stock | 2024-02-01 | M | A | 36,750 | — | 125,734 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 3 | Common | Class A Common Stock | 2024-01-31 | M | A | 53,164 | — | 88,984 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 4 | Common | Class A Common Stock | 2024-02-01 | S | D | 29,772 | $2.26 | 154,989 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.215 to $2.370, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 26, 2023, which plan also gives effect to the Issuer's mandatory sell to cover policy requiring sales in an amount sufficient to cover tax withholding obligations associated with the vesting events (the "2023 10b5-1 Plan"). The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. |
| 5 | Common | Class A Common Stock | 2024-02-02 | S | D | 53,635 | $2.09 | 101,354 | D | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.035 to $2.200, inclusive, pursuant to the 2023 10b5-1 Plan. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 3. |
| 6 | Derivative | Restricted Stock Units | 2024-02-01 | M | D | 36,750 | $0.00 | 36,750 | D | — · — to — | 36,750 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F5) The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date. |
| 7 | Derivative | Restricted Stock Units | 2024-01-31 | M | D | 53,164 | $0.00 | 0 | D | — · — to — | 53,164 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F4) The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, the last of which occurred on January 31, 2024. |
| 8 | Derivative | Restricted Stock Units | 2024-02-01 | M | D | 59,027 | $0.00 | 118,056 | D | — · — to — | 59,027 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F6) The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date. |