Form 4 for ALT Altimmune, Inc.
Accepted 2024-02-05 00:00:00 ET · period of report 2024-02-01 · accession 0001104659-24-010778 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-05 | 2024-02-01+ | ALT | Garg Vipin K | Pres, CEO, Dir | F - Tax | $9.58 | -15.7K | 292.0K | -5% | -$150.3K |
| DM | 2024-02-05 | 2024-02-01+ | ALT | Garg Vipin K | Pres, CEO, Dir | M - OptEx | $0.00 | +35.5K | 288.8K | +14% | $0 |
| DM | 2024-02-05 | 2024-02-01+ | ALT | Garg Vipin K | Pres, CEO, Dir | M - OptEx | $0.00 | -35.5K | 37.9K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 | 2024-02-01 | F | D | 7,313 | $9.88 | 281,454 | D | — | — | |
| 2 | Common | Common Stock, par value $0.0001 | 2024-02-02 | M | A | 18,950 | $0.00 | 300,404 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested. |
| 3 | Common | Common Stock, par value $0.0001 | 2024-02-02 | F | D | 8,376 | $9.32 | 292,028 | D | — | — | |
| 4 | Common | Common Stock, par value $0.0001 | 2024-02-01 | M | A | 16,545 | $0.00 | 288,767 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested. |
| 5 | Derivative | Restricted Stock Units | 2024-02-01 | M | D | 16,545 | $0.00 | 16,545 | D | — · — to — | 16,545 Common Stock, par value $0.0001 | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested. (F3) The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date |
| 6 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 18,950 | $0.00 | 37,900 | D | — · — to — | 18,950 Common Stock, par value $0.0001 | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested. (F4) The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date. |