Form 4 for ETN Eaton Corporation
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-05 · accession 0001104659-24-011221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2024-02-05 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $98.21 | +161.1K | 678.0K | +31% | +$15.82M |
| DM | 2024-02-06 | 2024-02-05 | ETN | ARNOLD CRAIG | See Remarks below, Dir | S - Sale+OE | $268.29 | -161.1K | 540.5K | -23% | -$43.22M |
| D | 2024-02-06 | 2024-02-05 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -161.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-05 | M | A | 161,082 | $98.21 | 677,957 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-02-05 | S | D | 23,614 | $269.69 | 516,875 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $269.63 - $270.115. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2024-02-05 | S | D | 72,135 | $267.92 | 573,343 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $267.625 - $268.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2024-02-05 | S | D | 32,479 | $267.17 | 645,478 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $266.625 - $267.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2024-02-05 | S | D | 32,854 | $269.21 | 540,489 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $268.63 - $269.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Stock Option | 2024-02-05 | M | D | 161,082 | $0.00 | 0 | D | $98.21 · 2021-02-25 to 2030-02-25 | 161,082 Ordinary Shares | (F5) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |