Form 4 for ETN Eaton Corporation
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-02 · accession 0001104659-24-011222 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2024-02-02 | ETN | LEONETTI OLIVIER | See Remarks below | F - Tax | $268.52 | -1,411 | 5,091 | -22% | -$378.9K |
| DM | 2024-02-06 | 2024-02-02 | ETN | LEONETTI OLIVIER | See Remarks below | M - OptEx | $0.00 | +5,872 | 6,502 | +932% | $0 |
| DM | 2024-02-06 | 2024-02-02 | ETN | LEONETTI OLIVIER | See Remarks below | M - OptEx | $0.00 | -5,872 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-02 | F | D | 1,411 | $268.52 | 5,091 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-02-02 | M | A | 1,685 | $0.00 | 2,315 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-02-02 | M | A | 1,300 | $0.00 | 3,615 | D | — | — | |
| 4 | Common | Ordinary Shares | 2024-02-02 | M | A | 794 | $0.00 | 4,409 | D | — | — | |
| 5 | Common | Ordinary Shares | 2024-02-02 | M | A | 1,045 | $0.00 | 5,454 | D | — | — | |
| 6 | Common | Ordinary Shares | 2024-02-02 | M | A | 1,048 | $0.00 | 6,502 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 1,685 | $0.00 | 0 | D | $0.00 · — to — | 1,685 Ordinary Shares | (F3) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. (F1) The restricted stock units were granted to the reporting person as compensation for his service as a member of the Issuer's Board of Directors. Of these restricted stock units, 4,824 were scheduled to vest upon the reporting person's retirement from the Issuer's Board of Directors and 1,048 were scheduled to vest on the first anniversary of the grant date, or May 5, 2024. In connection with his resignation from the Board of Directors effective February 2, 2024 and appointment as an executive officer of a subsidiary of the Issuer as of February 5, 2024, all of the reporting person's restricted stock units vested. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F2) This field is not applicable. |
| 8 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 1,300 | $0.00 | 0 | D | $0.00 · — to — | 1,300 Ordinary Shares | (F3) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. (F1) The restricted stock units were granted to the reporting person as compensation for his service as a member of the Issuer's Board of Directors. Of these restricted stock units, 4,824 were scheduled to vest upon the reporting person's retirement from the Issuer's Board of Directors and 1,048 were scheduled to vest on the first anniversary of the grant date, or May 5, 2024. In connection with his resignation from the Board of Directors effective February 2, 2024 and appointment as an executive officer of a subsidiary of the Issuer as of February 5, 2024, all of the reporting person's restricted stock units vested. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F2) This field is not applicable. |
| 9 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 794 | $0.00 | 0 | D | $0.00 · — to — | 794 Ordinary Shares | (F3) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. (F1) The restricted stock units were granted to the reporting person as compensation for his service as a member of the Issuer's Board of Directors. Of these restricted stock units, 4,824 were scheduled to vest upon the reporting person's retirement from the Issuer's Board of Directors and 1,048 were scheduled to vest on the first anniversary of the grant date, or May 5, 2024. In connection with his resignation from the Board of Directors effective February 2, 2024 and appointment as an executive officer of a subsidiary of the Issuer as of February 5, 2024, all of the reporting person's restricted stock units vested. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F2) This field is not applicable. |
| 10 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 1,045 | $0.00 | 0 | D | $0.00 · — to — | 1,045 Ordinary Shares | (F3) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. (F1) The restricted stock units were granted to the reporting person as compensation for his service as a member of the Issuer's Board of Directors. Of these restricted stock units, 4,824 were scheduled to vest upon the reporting person's retirement from the Issuer's Board of Directors and 1,048 were scheduled to vest on the first anniversary of the grant date, or May 5, 2024. In connection with his resignation from the Board of Directors effective February 2, 2024 and appointment as an executive officer of a subsidiary of the Issuer as of February 5, 2024, all of the reporting person's restricted stock units vested. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F2) This field is not applicable. |
| 11 | Derivative | Restricted Stock Units | 2024-02-02 | M | D | 1,048 | $0.00 | 0 | D | $0.00 · — to — | 1,048 Ordinary Shares | (F3) Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. (F1) The restricted stock units were granted to the reporting person as compensation for his service as a member of the Issuer's Board of Directors. Of these restricted stock units, 4,824 were scheduled to vest upon the reporting person's retirement from the Issuer's Board of Directors and 1,048 were scheduled to vest on the first anniversary of the grant date, or May 5, 2024. In connection with his resignation from the Board of Directors effective February 2, 2024 and appointment as an executive officer of a subsidiary of the Issuer as of February 5, 2024, all of the reporting person's restricted stock units vested. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F2) This field is not applicable. |