Form 4 for GUTS FRACTYL HEALTH, INC.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0001104659-24-012328 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | GUTS | AMERICAN HOME ASSURANCE CO | 10% | C - Cnv Deriv | — | +283.9K | 283.9K | New | — |
| DM | 2024-02-08 | 2024-02-06 | GUTS | AMERICAN HOME ASSURANCE CO | 10% | C - Cnv Deriv | $0.00 | -609.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | C | A | 283,878 | — | 283,878 | D | — | — | (F1) The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. (F2) American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| 2 | Derivative | Series F Preferred Shares | 2024-02-06 | C | D | 115,030 | $0.00 | 0 | D | — · — to — | 53,602 Common Stock | (F2) American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. (F1) The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. |
| 3 | Derivative | Series E Preferred Shares | 2024-02-06 | C | D | 494,173 | $0.00 | 0 | D | — · — to — | 230,276 Common Stock | (F2) American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. (F1) The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. |