Form 4 for ETN Eaton Corporation
Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-07 · accession 0001104659-24-012992 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-09 | 2024-02-07 | ETN | MARSHALL ERNEST W JR | See Remarks below | M - OptEx | $80.49 | +19.8K | 33.4K | +144% | +$1.59M |
| DM | 2024-02-09 | 2024-02-07 | ETN | MARSHALL ERNEST W JR | See Remarks below | S - Sale+OE | $273.17 | -19.8K | 29.7K | -40% | -$5.40M |
| DM | 2024-02-09 | 2024-02-07 | ETN | MARSHALL ERNEST W JR | See Remarks below | M - OptEx | $0.00 | -19.8K | 16.0K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-07 | M | A | 16,024 | $80.49 | 45,736 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-02-07 | S | D | 5,444 | $273.70 | 29,712 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $273.44 - $274.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2024-02-07 | S | D | 10,580 | $272.97 | 35,156 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $272.44 - $273.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2024-02-07 | S | D | 3,726 | $272.98 | 29,712 | D | — | — | |
| 5 | Common | Ordinary Shares | 2024-02-07 | M | A | 3,726 | $80.49 | 33,438 | D | — | — | |
| 6 | Derivative | Stock Option | 2024-02-07 | M | D | 16,024 | $0.00 | 0 | D | $80.49 · 2020-02-26 to 2029-02-26 | 16,024 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 7 | Derivative | Stock Option | 2024-02-07 | M | D | 3,726 | $0.00 | 16,024 | D | $80.49 · 2020-02-26 to 2029-02-26 | 3,726 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |