Form 4 for DKNG DraftKings Inc.
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-22 · accession 0001104659-24-027158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-02-23 | 2024-02-22+ | DKNG | Liberman Paul | See Remarks, Dir | G - Gift | $0.00 | 0 | 200.0K | New | $0 |
| D | 2024-02-23 | 2024-02-22 | DKNG | Liberman Paul | See Remarks, Dir | M - OptEx | — | +5,318 | 721.6K | +0.7% | — |
| D | 2024-02-23 | 2024-02-22 | DKNG | Liberman Paul | See Remarks, Dir | F - Tax | $40.84 | -2,572 | 719.1K | -0.4% | -$105.0K |
| D | 2024-02-23 | 2024-02-22 | DKNG | Liberman Paul | See Remarks, Dir | M - OptEx | $0.00 | -5,318 | 21.3K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-22 | G | D | 200,000 | $0.00 | 0 | I Held by the Liberman Grantor Retained Annuity Trust of 2020 | — | — | |
| 2 | Common | Class A Common Stock | 2024-02-22 | M | A | 5,318 | — | 721,626 | D Held by the Rachel Nager Liberman 2015 Revocable Trust | — | — | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,318 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,572 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-02-23 | G | A | 13,597 | $0.00 | 213,597 | I | — | — | |
| 4 | Common | Class A Common Stock | 2024-02-23 | G | D | 13,597 | $0.00 | 0 | I | — | — | |
| 5 | Common | Class A Common Stock | 2024-02-22 | F | D | 2,572 | $40.84 | 719,054 | D Held by the Rachel Nager Liberman Irrevocable Trust - 2022 | — | — | |
| 6 | Common | Class A Common Stock | 2024-02-22 | G | A | 200,000 | $0.00 | 200,000 | I Held by the Paul Liberman 2020 Irrevocable Trust | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 5,318 | $0.00 | 21,269 | D | — · — to — | 5,318 Class A Common Stock | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,318 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,572 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over 4 years. |