Form 4 for ETN Eaton Corporation
Accepted 2024-02-26 00:00:00 ET · period of report 2023-03-07 · accession 0001104659-24-027756 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-26 | 2024-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | F - Tax | $285.04 | -286 | 7,930 | -3% | -$81.5K |
| DM | 2024-02-26 | 2024-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | M - OptEx | $0.00 | +910 | 8,134 | +13% | $0 |
| D | 2024-02-26 | 2023-03-07 | ETN | Hopgood Daniel Roy | See Remarks below | S - Sale+OE | $175.68 | -2,500 | 7,797 | -24% | -$439.2K |
| DM | 2024-02-26 | 2024-02-22+ | ETN | Hopgood Daniel Roy | See Remarks below | M - OptEx | $0.00 | -910 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-23 | F | D | 150 | $285.73 | 8,421 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-02-23 | M | A | 500 | $0.00 | 8,571 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-02-22 | F | D | 63 | $284.27 | 8,071 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-03-07 | S | D | 2,500 | $175.68 | 7,797 | D | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2024-02-22 | M | A | 206 | $0.00 | 8,003 | D | — | — | |
| 6 | Common | Ordinary Shares | 2024-02-22 | F | D | 73 | $284.27 | 7,930 | D | — | — | |
| 7 | Common | Ordinary Shares | 2024-02-22 | M | A | 204 | $0.00 | 8,134 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 206 | $0.00 | 213 | D | $0.00 · 2023-02-22 to — | 206 Ordinary Shares | (F2) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F1) This field is not applicable. |
| 9 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 204 | $0.00 | 416 | D | $0.00 · 2024-02-22 to — | 204 Ordinary Shares | (F3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F1) This field is not applicable. |
| 10 | Derivative | Restricted Stock Units | 2024-02-23 | M | D | 500 | $0.00 | 0 | D | $0.00 · 2022-02-23 to — | 500 Ordinary Shares | (F4) These restricted stock units were granted on February 23, 2021 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F1) This field is not applicable. |