Form 4 for ETN Eaton Corporation
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001104659-24-030112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | ETN | MARSHALL ERNEST W JR | See Remarks below | A - Grant | $0.00 | +8,387 | 39.2K | +27% | $0 |
| D | 2024-03-01 | 2024-02-29 | ETN | MARSHALL ERNEST W JR | See Remarks below | F - Tax | $285.16 | -3,762 | 35.4K | -10% | -$1.07M |
| DM | 2024-03-01 | 2024-02-28 | ETN | MARSHALL ERNEST W JR | See Remarks below | A - Grant | $0.00 | +8,195 | 1,995 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-28 | A | A | 8,387 | $0.00 | 39,209 | D | — | — | (F1) These shares were acquired upon the vesting of performance share awards. |
| 2 | Common | Ordinary Shares | 2024-02-29 | F | D | 3,762 | $285.16 | 35,447 | D | — | — | (F2) Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 28, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-02-28 | A | A | 1,500 | $0.00 | 1,500 | D | $0.00 · 2025-02-28 to — | 1,500 Ordinary Shares | (F4) These restricted stock units were granted on February 28, 2024 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F5) This field is not applicable. |
| 4 | Derivative | Stock Option | 2024-02-28 | A | A | 4,700 | $0.00 | 4,700 | D | $286.96 · 2025-02-28 to 2034-02-28 | 4,700 Ordinary Shares | (F3) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 5 | Derivative | Restricted Stock Units | 2024-02-28 | A | A | 1,995 | $0.00 | 1,995 | D | $0.00 · 2027-02-28 to — | 1,995 Ordinary Shares | (F6) These restricted stock units were granted on February 28, 2024 and vest in full on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. (F5) This field is not applicable. |