Form 4 for ETN Eaton Corporation
Accepted 2024-03-04 00:00:00 ET · period of report 2024-03-01 · accession 0001104659-24-030661 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-04 | 2024-03-01 | ETN | Szmagala Taras G. Jr. | See Remarks below | M - OptEx | $66.89 | +7,050 | 9,405 | +299% | +$471.5K |
| DM | 2024-03-04 | 2024-03-01 | ETN | Szmagala Taras G. Jr. | See Remarks below | S - Sale+OE | $293.08 | -8,157 | 8,409 | -49% | -$2.39M |
| D | 2024-03-04 | 2024-03-01 | ETN | Szmagala Taras G. Jr. | See Remarks below | G - Gift | $0.00 | -761 | 7,105 | -10% | $0 |
| DM | 2024-03-04 | 2024-03-01 | ETN | Szmagala Taras G. Jr. | See Remarks below | M - OptEx | $0.00 | -7,050 | 3,359 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-03-01 | M | A | 1,304 | $56.55 | 8,409 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-03-01 | S | D | 3,359 | $292.30 | 9,800 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $292.26 - $292.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Ordinary Shares | 2024-03-01 | M | A | 3,359 | $71.89 | 13,159 | D | — | — | |
| 4 | Common | Ordinary Shares | 2024-03-01 | M | A | 1,391 | $71.89 | 9,800 | D | — | — | |
| 5 | Common | Ordinary Shares | 2024-03-01 | S | D | 3,802 | $293.78 | 7,866 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $293.67 - $293.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Ordinary Shares | 2024-03-01 | G | D | 761 | $0.00 | 7,105 | D | — | — | |
| 7 | Common | Ordinary Shares | 2024-03-01 | M | A | 996 | $56.55 | 9,405 | D | — | — | |
| 8 | Common | Ordinary Shares | 2024-03-01 | S | D | 996 | $293.01 | 8,409 | D | — | — | |
| 9 | Derivative | Stock Option | 2024-03-01 | M | D | 3,359 | $0.00 | 0 | D | $71.89 · 2018-02-21 to 2027-02-21 | 3,359 Ordinary Shares | (F4) These stock options were granted on February 21, 2017 and were fully vested and exercisable. |
| 10 | Derivative | Stock Option | 2024-03-01 | M | D | 996 | $0.00 | 0 | D | $56.55 · 2017-02-23 to 2026-02-23 | 996 Ordinary Shares | (F3) These stock options were granted on February 23, 2016 and were fully vested and exercisable. |
| 11 | Derivative | Stock Option | 2024-03-01 | M | D | 1,304 | $0.00 | 996 | D | $56.55 · 2017-02-23 to 2026-02-23 | 1,304 Ordinary Shares | (F3) These stock options were granted on February 23, 2016 and were fully vested and exercisable. |
| 12 | Derivative | Stock Option | 2024-03-01 | M | D | 1,391 | $0.00 | 3,359 | D | $71.89 · 2018-02-21 to 2027-02-21 | 1,391 Ordinary Shares | (F4) These stock options were granted on February 21, 2017 and were fully vested and exercisable. |