Form 4 for NCLH Norwegian Cruise Line Holdings
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001104659-24-031059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-05 | 2024-03-01 | NCLH | Farkas Daniel S | EVP GC, CDO, Asst. Sec'y | F - Tax | $19.29 | -52.3K | 289.8K | -15% | -$1.01M |
| 2024-03-05 | 2024-03-01 | NCLH | Farkas Daniel S | EVP GC, CDO, Asst. Sec'y | A - Grant | $0.00 | +53.1K | 342.0K | +18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | D | 20,180 | $19.29 | 298,441 | D | — | — | (F5) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 51,282 restricted share units granted to the reporting person on March 1, 2022. |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 17,571 | $19.29 | 318,621 | D | — | — | (F4) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 44,652 performance-based restricted share units granted to the reporting person on June 11, 2021. |
| 3 | Common | Common Stock | 2024-03-01 | F | D | 5,857 | $19.29 | 336,192 | D | — | — | (F3) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 14,884 restricted share units granted to the reporting person on June 11, 2021. |
| 4 | Common | Common Stock | 2024-03-01 | F | D | 8,664 | $19.29 | 289,777 | D | — | — | (F6) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 22,016 restricted share units granted to the reporting person on March 1, 2023. |
| 5 | Common | Common Stock | 2024-03-01 | A | A | 53,136 | $0.00 | 342,049 | D | — | — | (F1) Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. (F2) Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2025, March 1, 2026 and March 1, 2027. |