Form 4 for CDRE Cadre Holdings, Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-09 · accession 0001104659-24-033468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-12 | 2024-03-09 | CDRE | KANDERS WARREN B | CEO AND COB, Dir, 10% | M - OptEx | — | +10.4K | 18.3K | +132% | — |
| D | 2024-03-12 | 2024-03-09 | CDRE | KANDERS WARREN B | CEO AND COB, Dir, 10% | F - Tax | $38.46 | -2,537 | 15.8K | -14% | -$97.6K |
| D | 2024-03-12 | 2024-03-09 | CDRE | KANDERS WARREN B | CEO AND COB, Dir, 10% | M - OptEx | $0.00 | -10.4K | 10.4K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share ("Common Stock") | 2024-03-09 | M | A | 10,417 | — | 18,296 | D | — | — | (F1) Comprised of a restricted stock units award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 and 10,417 restricted shares of Common Stock vested and became non-forfeitable on each of March 9, 2023 and March 9, 2024, respectively, and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2025. |
| 2 | Common | Common Stock | 2024-03-09 | F | D | 2,537 | $38.46 | 15,759 | D | — | — | (F2) Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Kanders as a result of the vesting on March 9, 2024 of a portion of the Restricted Stock Award. |
| 3 | Derivative | Restricted Stock Units | 2024-03-09 | M | D | 10,417 | $0.00 | 10,417 | D | — · — to — | 10,417 Common Stock | (F1) Comprised of a restricted stock units award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 31,250 restricted shares of Common Stock. 10,416 and 10,417 restricted shares of Common Stock vested and became non-forfeitable on each of March 9, 2023 and March 9, 2024, respectively, and 10,417 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2025. |