Form 4 for CDRE Cadre Holdings, Inc.
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001104659-24-036707 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-20 | 2024-03-18 | CDRE | SOKOLOW NICOLAS | Dir | M - OptEx | — | +11.0K | 62.3K | +21% | — |
| D | 2024-03-20 | 2024-03-18 | CDRE | SOKOLOW NICOLAS | Dir | A - Grant | $0.00 | +16.0K | 16.0K | New | $0 |
| D | 2024-03-20 | 2024-03-18 | CDRE | SOKOLOW NICOLAS | Dir | M - OptEx | $0.00 | -11.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.0001 par value ("Common Stock") | 2024-03-18 | M | A | 11,000 | — | 62,347 | D | — | — | (F1) On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. |
| 2 | Derivative | Stock Option (right to purchase) | 2024-03-18 | A | A | 16,000 | $0.00 | 16,000 | D | $34.66 · — to 2034-03-18 | 16,000 Common Stock | (F6) 16,000 options to purchase shares of the Issuer's Common Stock were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively. |
| 3 | Derivative | Phantom Stock | 2024-03-18 | M | D | 11,000 | $0.00 | 0 | D | — · — to — | 11,000 Common Stock | (F1) On March 9, 2024, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 33,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Cadre Holdings, Inc. (the "Issuer") Common Stock. 11,000 shares of phantom stock vested and became non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024, respectively. |