Form 4 for CDRE Cadre Holdings, Inc.
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001104659-24-036710 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-20 | 2024-03-19 | CDRE | KANDERS WARREN B | CEO AND COB, Dir, 10% | S - Sale | $35.00 | -1.44M | 12.18M | -11% | -$50.33M |
| DM | 2024-03-20 | 2024-03-18 | CDRE | KANDERS WARREN B | CEO AND COB, Dir, 10% | A - Grant | $0.00 | +139.2K | 33.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share ("Common Stock") | 2024-03-19 | S | D | 1,438,127 | $35.00 | 12,184,918 | I By Kanders SAF, LLC | — | — | (F5) The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. (F1) The Reporting Person is the sole manager and member of Kanders SAF, LLC. |
| 2 | Derivative | Stock Option (right to purchase) | 2024-03-18 | A | A | 105,682 | $0.00 | 105,682 | D | $34.66 · — to 2034-03-18 | 105,682 Common Stock | (F4) The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 35,228 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 35,227 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027, respectively. |
| 3 | Derivative | Restricted Stock Units | 2024-03-18 | A | A | 33,540 | $0.00 | 33,540 | D | — · — to — | 33,540 Common Stock | (F3) Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively. |