Form 4 for CION CION Investment Corp
Accepted 2024-03-29 00:00:00 ET · period of report 2024-03-27 · accession 0001104659-24-040981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-03-29 | 2024-03-27 | CION | Gatto Mark | Co-COB, Co-CEO, Dir | P - Purchase | $11.02 | +1,150 | 50 | New | +$12.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value | 2024-03-27 | P | A | 1,000 | $11.02 | 1,000 | I Gatto Living Trust | — | — | (F1) The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust. |
| 2 | Common | Common stock, $0.001 par value | 2024-03-27 | P | A | 50 | $11.02 | 50 | I UTMA Account of A.G. | — | — | (F5) As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F2) The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian. |
| 3 | Common | Common stock, $0.001 par value | 2024-03-27 | P | A | 50 | $11.02 | 50 | I UTMA Account of G.G. | — | — | (F5) As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F3) The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. |
| 4 | Common | Common stock, $0.001 par value | 2024-03-27 | P | A | 50 | $11.02 | 50 | I UTMA Account of M.G. | — | — | (F5) As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F4) The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. |