Form 4 for XELB XCel Brands, Inc.
Accepted 2024-04-04 00:00:00 ET · period of report 2024-04-03 · accession 0001104659-24-043732 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-04 | 2024-04-03 | XELB | Fielding James D | Dir | A - Grant | $0.00 | +10.0K | 50.0K | +25% | $0 |
| D | 2024-04-04 | 2024-04-03 | XELB | Fielding James D | Dir | A - Grant | $0.00 | +25.0K | 25.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-03 | A | A | 10,000 | $0.00 | 50,000 | D | — | — | (F1) Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion. |
| 2 | Derivative | Stock Options | 2024-04-03 | A | A | 25,000 | $0.00 | 25,000 | D | $0.85 · — to 2029-04-03 | 25,000 Common Stock | (F2) The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026. |