Form 4 for ATCH AtlasClear Holdings, Inc.
Accepted 2024-04-16 00:00:00 ET · period of report 2024-02-09 · accession 0001104659-24-047937 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-16 | 2024-02-09 | ATCH | Quantum Ventures LLC | 10% | J - Other | — | -2.18M | 5.80M | -27% | — |
| DM | 2024-04-16 | 2024-02-09+ | ATCH | Quantum Ventures LLC | 10% | J - Other | $0.00 | -4.92M | 4.32M | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-09 | J | D | 4,181,339 | — | 1,614,996 | D | — | — | (F2) Represents an aggregate number of shares of Common Stock distributed by Quantum Ventures to (i) certain of its members and other persons who made capital contributions prior to the Business Combination, without consideration (ii) the sellers, pursuant to the terms of an amendment to the Broker-Dealer Acquisition Agreement (as defined in the Business Combination Agreement) and (iii) Funicular Funds LLP, pursuant to the terms of a securities purchase agreement (the "Securities Purchase Agreement"), each in connection with the Closing. |
| 2 | Common | Common Stock | 2024-02-09 | J | A | 2,000,000 | — | 5,796,335 | D | — | — | (F1) On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. In connection with the closing of the Business Combination (the "Closing"), 2,000,000 shares of Common Stock were issued to Qvent, LLC, an affiliate of Quantum, in settlement of an aggregate of $4,633,833 advanced to Quantum through the date of Closing, which Qvent, LLC then transferred to Quantum Ventures LLC ("Quantum Ventures") without consideration. |
| 3 | Derivative | Warrants | 2024-03-20 | J | D | 4,322,498 | $0.00 | 2 | D | $11.50 · — to — | 4,322,498 Common Stock | (F5) Represents an aggregate number of private placement warrants distributed by Quantum Ventures to certain of its members and other persons without consideration in connection with the Closing. (F4) The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |
| 4 | Derivative | Warrants | 2024-02-09 | J | D | 600,000 | $0.00 | 4,322,500 | D | $11.50 · — to — | 600,000 Common Stock | (F3) Represents an aggregate number of private placement warrants distributed by Quantum Ventures to Funicular Funds LLP pursuant to the Securities Purchase Agreement in connection with the Closing. (F4) The warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended. |