Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2024-04-16 00:00:00 ET · period of report 2024-04-12 · accession 0001104659-24-047942 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-16 | 2024-04-12 | PPTA | Haslam Alan Douglas | (See remarks (6)) | S - Sale+OE | $5.99 | -46.5K | 65.6K | -41% | -$278.5K |
| DM | 2024-04-16 | 2024-04-12 | PPTA | Haslam Alan Douglas | (See remarks (6)) | X - OptEx | $3.45 | +46.5K | 90.6K | +106% | +$160.5K |
| DM | 2024-04-16 | 2024-04-12 | PPTA | Haslam Alan Douglas | (See remarks (6)) | X - OptEx | $0.00 | -46.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-04-12 | S | D | 25,000 | $5.99 | 65,571 | D | — | — | (F2) The sale price of the stock option of CAD $8.24 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. |
| 2 | Common | Common Shares | 2024-04-12 | X | A | 21,500 | $4.51 | 87,071 | D | — | — | (F1) The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. |
| 3 | Common | Common Shares | 2024-04-12 | S | D | 21,500 | $5.99 | 65,571 | D | — | — | (F2) The sale price of the stock option of CAD $8.24 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. |
| 4 | Common | Common Shares | 2024-04-12 | X | A | 25,000 | $2.54 | 90,571 | D | — | — | (F3) The exercise price of the stock option of CAD $3.50 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. |
| 5 | Derivative | Director and Employee Stock Option (right to buy) | 2024-04-12 | X | D | 21,500 | $0.00 | 0 | D | $4.51 · — to 2025-01-01 | 21,500 Common Shares | (F1) The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. (F4) The stock option, representing a right to purchase a total of 21,500 Common Shares, became exercisable as to 5,375 Common Shares on January 1, 2020, exercisable as to 5,375 Common Shares on January 1, 2021, exercisable as to 5,375 Common Shares on January 1, 2022, and exercisable as to 5,375 Common Shares on January 1, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan. |
| 6 | Derivative | Director and Employee Stock Option (right to buy) | 2024-04-12 | X | D | 25,000 | $0.00 | 0 | D | $2.54 · — to 2025-03-20 | 25,000 Common Shares | (F3) The exercise price of the stock option of CAD $3.50 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00. (F5) The stock option, representing a right to purchase a total of 25,000 Common Shares, became exercisable as to 6,250 Common Shares on March 20, 2020, exercisable as to 6,250 Common Shares on March 20, 2021, exercisable as to 6,250 Common Shares on March 20, 2022, and exercisable as to 6,250 Common Shares on March 20, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan. |