Form 4 for NMFC New Mountain Finance Corp

Accepted 2024-04-24 00:00:00 ET · period of report 2024-04-22 · accession 0001104659-24-051295 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-04-24	2024-04-22	NMFC	Kline John	CEO, Pres, Dir	S - Sale	$12.55	-1,238	255.8K	-0.5%	-$15.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-04-22	S	D	1,229	$12.55	254,609.50	D	—	—	(F2) A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023.
2	Common	Common Stock	2024-04-22	S	D	9	$12.56	255,838.50	D	—	—	(F2) A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023.