Form 4 for ALTI AlTi Global, Inc.
Accepted 2024-05-16 00:00:00 ET · period of report 2024-04-02 · accession 0001104659-24-062563 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-05-16 | 2024-04-02 | ALTI | Yu Peter | Dir, 10% | J - Other | $0.00 | +13.1K | 13.1K | New | $0 |
| 2024-05-16 | 2024-04-02 | ALTI | Yu Peter | Dir, 10% | J - Other | $0.00 | -13.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-02 | J | A | 13,111 | $0.00 | 13,111 | I | — | — | |
| 2 | Common | Class A Common Stock | 2024-04-02 | J | D | 13,111 | $0.00 | 0 | D See Footnote | — | — | (F4) Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein. |