Form 4 for TMC TMC the metals Co Inc.
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-21 · accession 0001104659-24-064842 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-05-23 | 2024-05-21+ | TMC | O'Sullivan Anthony | Chief Development Off | S - Sale | $1.42 | -100.0K | 896.8K | -10% | -$141.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-05-23 | S | D | 25,000 | $1.48 | 846,829 | D | — | — | (F5) Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. (F3) The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. |
| 2 | Common | Common Shares | 2024-05-22 | S | D | 25,000 | $1.40 | 871,829 | D | — | — | (F5) Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. (F2) The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. |
| 3 | Common | Common Shares | 2024-05-21 | S | D | 50,000 | $1.39 | 896,829 | D | — | — | (F5) Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. (F1) The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. |