Form 4 for ARDC Ares Dynamic Credit Allocation Fund, Inc.
Accepted 2024-05-28 00:00:00 ET · period of report 2024-05-23 · accession 0001104659-24-065679 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-05-28 | 2024-05-23+ | ARDC | Shaw John Joseph | Dir | S - Sale | $14.11 | -20.0K | 10.0K | -67% | -$282.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-23 | S | D | 7,901 | $14.09 | 14,124 | I By the John Shaw Living Trust | — | — | (F1) Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. (F2) The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. |
| 2 | Common | Common Stock | 2024-05-23 | S | D | 7,975 | $14.09 | 22,025 | I By the John Shaw Living Trust | — | — | (F1) Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. (F2) The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. |
| 3 | Common | Common Stock | 2024-05-24 | S | D | 2,025 | $14.18 | 12,099 | I By the John Shaw Living Trust | — | — | (F1) Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. (F2) The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. |
| 4 | Common | Common Stock | 2024-05-24 | S | D | 2,099 | $14.18 | 10,000 | I By the John Shaw Living Trust | — | — | (F1) Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. (F2) The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. |