Form 4 for EVGO EVgo Inc.
Accepted 2024-06-04 00:00:00 ET · period of report 2024-05-31 · accession 0001104659-24-068244 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-04 | 2024-06-03 | EVGO | Sullivan Francine | CLO | S - Sale+OE | $1.99 | -11.6K | 102.6K | -10% | -$23.2K |
| D | 2024-06-04 | 2024-05-31 | EVGO | Sullivan Francine | CLO | M - OptEx | — | +25.3K | 114.2K | +28% | — |
| D | 2024-06-04 | 2024-05-31 | EVGO | Sullivan Francine | CLO | M - OptEx | $0.00 | -25.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-03 | S | D | 11,634 | $1.99 | 102,554 | D | — | — | (F2) The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.940 to $2.080, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 28, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. |
| 2 | Common | Class A Common Stock | 2024-05-31 | M | A | 25,291 | — | 114,188 | D | — | — | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). |
| 3 | Derivative | Restricted Stock Units | 2024-05-31 | M | D | 25,291 | $0.00 | 0 | D | — · — to — | 25,291 Class A Common Stock | (F1) Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). (F3) The RSUs vested in three equal annual installments on each of the first three anniversaries of May 31, 2021, subject to the Reporting Person's continued employment through each such vesting date. |