Form 4 for DKNG DraftKings Inc.
Accepted 2024-06-04 00:00:00 ET · period of report 2024-06-01 · accession 0001104659-24-068401 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-04 | 2024-06-01 | DKNG | Dodge R Stanton | CLO | M - OptEx | — | +16.7K | 252.7K | +7% | — |
| DM | 2024-06-04 | 2024-06-01 | DKNG | Dodge R Stanton | CLO | F - Tax | $35.13 | -7,312 | 250.6K | -3% | -$256.9K |
| DM | 2024-06-04 | 2024-06-01 | DKNG | Dodge R Stanton | CLO | M - OptEx | $0.00 | -16.7K | 72.4K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-01 | M | A | 11,030 | — | 252,699 | D | — | — | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-06-01 | F | D | 4,826 | $35.13 | 247,873 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-06-01 | F | D | 375 | $35.13 | 251,069 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-06-01 | F | D | 2,111 | $35.13 | 250,586 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-06-01 | M | A | 858 | — | 251,444 | D | — | — | (F3) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 858 shares of Class A Common Stock underlying the RSUs listed in Table II, and 375 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 6 | Common | Class A Common Stock | 2024-06-01 | M | A | 4,824 | — | 252,697 | D | — | — | (F2) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,824 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,111 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 7 | Derivative | Restricted Stock Units | 2024-06-01 | M | D | 11,030 | $0.00 | 121,321 | D | — · — to — | 11,030 Class A Common Stock | (F1) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years from March 1, 2023. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs. |
| 8 | Derivative | Restricted Stock Units | 2024-06-01 | M | D | 858 | $0.00 | 7,720 | D | — · — to — | 858 Class A Common Stock | (F3) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 858 shares of Class A Common Stock underlying the RSUs listed in Table II, and 375 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) On February 12, 2024, the Reporting Person was granted 10,293 RSUs vesting in equal monthly installments over one (1) year from March 1, 2024. |
| 9 | Derivative | Restricted Stock Units | 2024-06-01 | M | D | 4,824 | $0.00 | 72,372 | D | — · — to — | 4,824 Class A Common Stock | (F2) No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,824 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,111 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) On February 12, 2024, the Reporting Person was granted 77,196 RSUs vesting quarterly over four (4) years from March 1, 2024. |