Form 4 for LQDA Liquidia Corp
Accepted 2024-06-04 00:00:00 ET · period of report 2024-05-31 · accession 0001104659-24-068418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-04 | 2024-06-03 | LQDA | Moomaw Scott | Chief Commercial Off | S - Sale+OE | $14.55 | -546 | 153.2K | -0.4% | -$7,944 |
| D | 2024-06-04 | 2024-05-31 | LQDA | Moomaw Scott | Chief Commercial Off | M - OptEx | — | +1,875 | 153.8K | +1% | — |
| D | 2024-06-04 | 2024-05-31 | LQDA | Moomaw Scott | Chief Commercial Off | M - OptEx | $0.00 | -1,875 | 13.1K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-03 | S | D | 546 | $14.55 | 153,210 | D | — | — | (F4) These shares were sold to cover taxes associated with the settlement of RSUs. (F3) Includes (i) 57,291 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-05-31 | M | A | 1,875 | — | 153,756 | D | — | — | (F2) On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 16,875 have vested through February 29, 2024. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) Includes (i) 57,291 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Unit | 2024-05-31 | M | D | 1,875 | $0.00 | 13,125 | D | — · — to — | 1,875 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |